10.3 Incarceration: Intake and Release

Assessments are conducted by community corrections officers and other professionals at various stages of an individual’s involvement with the justice system. Initially administered during prison intake, they assess factors such as the offender’s risk of reoffending and their specific needs for rehabilitation and support. Similarly, prior to an inmate’s release, these assessments help classify the level of risk the individual poses to society and inform decisions about the most effective programs to facilitate their reintegration into the community. By systematically evaluating these factors, risk and needs assessments play a crucial role in tailoring interventions that aim to reduce recidivism and enhance public safety.

Risk and Needs Assessments

risk and needs assessments are pivotal tools used within the criminal justice system to evaluate offenders’ circumstances and determine appropriate interventions. Risk and needs assessments within the criminal justice system have undergone significant transformations over the years, reflecting advancements in research and technology aimed at improving accuracy and fairness. Early (first-generation) risk assessments heavily relied on the criminal history of offenders and the subjective judgments of professionals conducting the assessments (Byrne & Pattavina, 2017). While these methods provided some insights into an individual’s potential for reoffending, they were susceptible to biases and human error, which could compromise the accuracy and fairness of the assessments.

The second generation of risk assessments introduced structured risk assessment instruments that incorporated static risk factors shown to be predictive of future criminal behavior. Research findings indicated that integrating static risk assessments improved accuracy by approximately 10% compared to relying solely on professional judgment (Gottfredson & Moriarty, 2006). These instruments represented a pivotal advancement in standardizing risk assessment practices and mitigating discrepancies and inconsistencies in decision-making across jurisdictions. Moreover, this transition from subjective judgment to more objective criteria significantly enhanced the reliability of risk assessments.

The third generation of risk and needs assessments marked a significant advancement by integrating dynamic risk factors such as recent employment history and social relationships, forming what is now known as risk and needs assessments. This approach acknowledged that criminogenic needs and risk factors can evolve over time, emphasizing the importance of tailoring interventions to address these changing dynamics. By incorporating both static risk factors and dynamic needs, this approach offers a more accurate and less biased screening process for individuals entering incarceration and those transitioning back into society. Risk and needs assessments gained prominence in the beginning of the 21st century for their ability to provide a comprehensive and nuanced understanding of an individual’s risk profile.

The fourth generation of risk and needs assessments represents a significant advancement in criminal justice practices, moving beyond merely identifying risk factors to integrating data-driven methodologies for enhancing rehabilitative program planning and implementation (Andrews et al., 2006). This current approach uses dynamic risk factors to tailor interventions and select the most suitable programs for offenders or ex-offenders. While the third generation of risk and needs assessments also incorporates dynamic factors, the fourth generation improves this process utilizing dynamic risk and needs factors to precisely match individuals with interventions that specifically address their unique needs, thereby reducing their likelihood of reoffending. Essentially, the fourth generation enables ongoing monitoring and empowers community corrections officers to implement efficient case management strategies over time.

Robust and accurate risk and needs assessments are essential to provide the optimal opportunity for rehabilitation while reducing costs and enhancing public safety. These assessments not only assist in identifying the most effective prison programs but also play pivotal roles in assessing post-release needs and risks of the offender. For instance, comprehending the factors underlying an ex-offender’s challenges in securing employment—such as drug addiction, mental health issues, educational deficiencies, lack of vocational skills, or limited opportunities—equips parole and community corrections officers with crucial information to support these individuals in maintaining lawful conduct and avoiding criminal behavior. As risk and needs assessments continue to advance, they are poised to play an increasingly integral role in tailoring interventions that address the complex needs of individuals transitioning from incarceration to society, thereby fostering long-term rehabilitation and enhancing community safety.

Photograph showing a jail inmate walking with a correctional officer into a building.
Figure 10.13. Release of Inmate from an Incarceration Facility / Photo Credit: Jobs For Felons Hub, CC BY 2.0

Types of Release

Incarceration release marks a critical phase in the criminal justice system, where an individual reintegrates into society after serving time in a correctional facility. According to Hughes & Wilson (2003), 95% of all prison inmates will eventually return to society. This process involves various release mechanisms tailored to different circumstances and legal considerations. For some incarcerated individuals, release is scheduled based on a predetermined date, while others await approval from a parole board. In certain cases, incarcerated individuals may be granted early release for medical reasons or to arrange end-of-life care. Each type of release serves distinct purposes, aiming to balance public safety with opportunities for rehabilitation and successful reintegration into the community. Regardless of the specific pathway, these transitions are pivotal moments shaped by legal, procedural, and personal factors. Understanding the complexities of incarceration release is essential for addressing the challenges and facilitating the opportunities individuals encounter as they move from incarceration back into the community.

Discretionary Release

discretionary release, commonly referred to as parole or parole release, is a mechanism within the criminal justice system used in states with indeterminate sentencing. Under this system, judges establish the sentence parameters, while a parole board evaluates whether an incarcerated individual qualifies for early release. The parole board’s decision is based on a comprehensive review of multiple factors, including the nature and severity of the offense, risk and needs assessment scores, the individual’s behavior and disciplinary record during incarceration, and their participation record in rehabilitation programs. This process aims to balance the goals of public safety and rehabilitation, ensuring that parole is awarded only to incarcerated individuals who demonstrate readiness for successful reintegration into society. By carefully considering these elements, the parole board aims to achieve a balance among public safety, punishment, and rehabilitation goals, ensuring that only those deemed ready and low-risk are granted parole. Discretionary release provides incarcerated individuals with the opportunity to reintegrate into society under the supervision of community corrections officers, thereby promoting rehabilitation and alleviating prison overcrowding.

Mandatory Release

mandatory release is a structured approach within the criminal justice system, predominantly utilized in federal jurisdictions and states with determinate sentencing frameworks. This process involves the release of incarcerated individuals after they have served their full sentence, reduced by any accrued good time or earned release time. The eligibility for mandatory release is governed by the legal statutes of the state of federal jurisdiction where the individual was sentenced. The amount of good time credits or earned release time an individual can accrue varies depending on the type of crime committed, as outlined in legal statutes such as Wash. Rev. Code § 9.94A.729 (2009). The ability to accrue good time credits serves as an incentive for incarcerated individuals to exhibit good behavior and participate in rehabilitation programs during incarceration. This dual purpose approach not only aids in the rehabilitation of offenders but also helps to manage and reduce prison populations. Upon release, paroled individuals are typically required to remain under the supervision of the department of corrections, either through parole or another form of community supervision, for the remainder of their original sentence. This ongoing supervision is designed to facilitate the individual’s reintegration into society, support continued rehabilitation efforts, ensuring compliance with conditions that promote public safety.

Expiration Release

expiration release occurs when an incarcerated individual has served the entirety of their sentence without being granted parole, good time, or any other form of early release. Unlike discretionary or mandatory release, incarcerated individuals who reach expiration release have fulfilled their full term and are generally released without further supervision by the criminal justice system. However, they may still be subject to ongoing legal obligations or restrictions depending on the nature of their offense, such as sex offender registration or the revocation of certain licenses. Expiration release poses unique challenges for reintegration, as these individuals often lack access to the structured support services provided to those on parole or probation and other forms of community supervision. Consequently, they may encounter significant difficulties in securing employment, housing, and other essential resources, which are crucial for successful reentry into society. The absence of ongoing supervision and support from parole or community corrections officers can complicate the reintegration process, increasing the difficulty of avoiding recidivism and achieving long-term stability.

Compassionate Release

compassionate release is a legal mechanism designed to grant early release to incarcerated individuals who are terminally ill, elderly, or suffering from significant medical conditions, regardless of their eligibility for other forms of release such as parole or expiration release. This humanitarian measure allows these individuals to receive necessary medical care outside of the prison environment and make arrangements for end-of-life care when continuing incarceration serves little purpose. By releasing eligible inmates under compassionate grounds, the criminal justice system aims to address humanitarian concerns while also potentially reducing the financial burden associated with providing extensive medical treatment within prisons. However, securing compassionate release involves navigating stringent legal and procedural requirements, ensuring that the decision is made based on careful consideration of medical evidence, risk and needs assessment, and public safety concerns. This process underscores the delicate balance between compassion for incarcerated individuals in dire medical need and the responsibility to uphold justice and public safety within the criminal justice system.

Probation Release

probation release is a judicial practice primarily employed in jails rather than prisons, often linked with shock incarceration or shock probation. Probation release serves a dual purpose within the criminal justice system. Firstly, it provides offenders with a direct experience of incarceration, aimed at impressing upon them the realities of jail life and the potential consequences of non-compliance with probation conditions. Secondly, probation release may be implemented when a judge issues a split sentence, where offenders serve an initial incarceration period, typically in jail, followed by probation supervision. This sentencing approach endeavors to balance punitive measures with opportunities for rehabilitation and community reintegration. By enabling offenders to transition from incarceration to probation, the justice system strives to foster accountability, facilitate behavioral change, and diminish the prospects of recidivism and subsequent incarceration. This structured release mechanism not only underscores the repercussions of criminal conduct but also establishes a framework for individuals to reconstruct their lives under supervised conditions designed to encourage lawful behavior and promote successful community integration.

Reinstatement Release

A reinstatement release occurs when a previously incarcerated individual is returned to prison for violating the terms of their parole or, in states without parole systems, for breaching the conditions of their community corrections agreement. This period of re-incarceration serves as an opportunity for reevaluation and corrective action that enforce consequences for these violations. After serving a brief term of incarceration, the individual is released back into the community under the supervision of a parole or community corrections officer. This supervision ensures compliance with release conditions and aims to facilitate successful reintegration into society.

During reinstatement release, the individual undergoes reassessment of their risk factors, participation in rehabilitative programs, and adherence to conditions aimed at promoting lawful behavior and successful community integration. Additionally, the mandated length of supervision may be extended to provide prolonged support and oversight. The goal of reinstatement release is twofold: to uphold accountability for parole or community corrections violations, and to foster positive behavioral changes conducive to lawful living. This approach aims to effectively address public safety concerns while providing opportunities for rehabilitation and reducing the likelihood of future criminal behavior.

Photograph of an official parole work pass issued to Harry Sommers from Fort Leavenworth Penitentiary in 1918.
Figure 10.14. Parole Work Pass from Fort Leavenworth Penitentiary, 1918 / Photo Credit: Mennonite Church USA Archives, PD

Attributions

  1. Figure 10.13: Prison inmate walking with guard by Jobs For Felons Hub is released under CC BY 2.0
  2. Figure 10.14: Harry Sommers Parole Work Pass, 1918 by Mennonite Church USA Archives in the Public Domain; “No known copyright restrictions.”
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Introduction to Criminal Justice Copyright © by Wesley B. Maier, PhD; Kadence C. Maier; William M. "Bill" Overby, MCJ; and Terry D. Edwards is licensed under a Creative Commons Attribution 4.0 International License, except where otherwise noted.

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