1.2 The Scientific Method

Learning Objectives

By the end of this section, you will be able to:

  • Understand the process of scientific inquiry.
  • Differentiate between questions that can and cannot be answered using science.
  • between questions that can and cannot be answered by scientific practices.
  • Identify the elements of the scientific method.
  • Identify elements of a scientific experiment, including variables and control groups, and describe their function.
Watch this video about the origin of the Scientific Method.

Hypothesis Testing

Biologists study the living world by posing questions about it and seeking science-based responses. This approach is common to other sciences as well and is often referred to as the scientific method. The scientific process was used even in ancient times, but it was first documented by England’s Sir Francis Bacon (1561–1626), who set up inductive methods for scientific inquiry. The scientific method is not exclusively used by biologists but can be applied to almost anything as a logical problem solving method.

Painting depicts Sir Francis Bacon in a long cloak.
Figure 1.8 Sir Francis Bacon is credited with being the first to document the scientific method. Credit:Paul van Somer I © Public Domain

Question

The scientific process typically starts with an observation (often a problem to be solved) that leads to a question. As mentioned in the previous section, science is very good at answering questions having to do with observations about the natural world, but is very bad at answering questions having to do with purely moral questions, aesthetic questions, personal opinions, or what can be generally categorized as spiritual questions. Science cannot investigate these areas because they are outside the realm of material phenomena, the phenomena of matter and energy, and cannot be observed and measured.

Questions that can be answered using science Questions that cannot be answered using science
• What is the optimum temperature for the growth of E. coli bacteria? • How tall is Santa Claus?
• Do birds prefer bird feeders of a specific color? • Do angels exist?
• What is the cause of this disease? • Which is better: classical music or rock and roll?
• How effective is this drug in treating this disease?  

 

Let’s think about a simple problem that starts with an observation and apply the scientific method to solve the problem. Imagine that one morning when you wake up and flip a switch to turn on your bedside lamp, the light won’t turn on. That is an observation that also describes a problem: the lights won’t turn on. Of course, you would next ask the question: “Why won’t the light turn on?”

Hypothesis

A hypothesis is a suggested explanation that can be tested. A hypothesis is NOT the question you are trying to answer – it is what you think the answer to the question will be and why. Several hypotheses may be proposed as answers to one question. For example, one hypothesis about the question “Why won’t the light turn on?” is “The light won’t turn on because the bulb is burned out.” There are also other possible answers to the question, and therefore other hypotheses may be proposed. A second hypothesis is “The light won’t turn on because the lamp is unplugged” or “The light won’t turn on because the power is out.” A hypothesis should be based on credible background information. A hypothesis is NOT just a guess (not even an educated one), although it can be based on your prior experience (such as in the example where the light won’t turn on). In general, hypotheses in biology should be based on a credible, referenced source of information.

A hypothesis must be testable to ensure that it is valid. For example, a hypothesis that depends on what a dog thinks is not testable, because we can’t tell what a dog thinks. It should also be falsifiable, meaning that it can be disproven by experimental results. An example of an unfalsifiable hypothesis is “Red is a better color than blue.” There is no experiment that might show this statement to be false. To test a hypothesis, a researcher will conduct one or more experiments designed to eliminate one or more of the hypotheses. This is important: a hypothesis can be disproven, or eliminated, but it can never be proven. If an experiment fails to disprove a hypothesis, then that explanation (the hypothesis) is supported as the answer to the question. However, that doesn’t mean that later on, we won’t find a better explanation or design a better experiment that will disprove the first hypothesis and lead to a better one.

Variables

A variable is any part of the experiment that can vary or change during the experiment. Typically, an experiment only tests one variable and all the other conditions in the experiment are held constant.

  • The variable that is being changed or tested is known as the independent variable.
  • The dependent variable is the thing (or things) that you are measuring as the outcome of your experiment.
  • constant is a condition that is the same between all of the tested groups.
  • A confounding variable is a condition that is not held constant that could affect the experimental results.

Let’s start with the first hypothesis given above for the light bulb experiment: the bulb is burned out. When testing this hypothesis, the independent variable (the thing that you are testing) would be changing the light bulb and the dependent variable is whether or not the light turns on.

  • HINT: You should be able to put your identified independent and dependent variables into the phrase “dependent depends on independent”. If you say “whether or not the light turns on depends on changing the light bulb” this makes sense and describes this experiment. In contrast, if you say “changing the light bulb depends on whether or not the light turns on” it doesn’t make sense.

It would be important to hold all the other aspects of the environment constant, for example not messing with the lamp cord or trying to turn the lamp on using a different light switch. If the entire house had lost power during the experiment because a car hit the power pole, that would be a confounding variable.

You may have learned that a hypothesis can be phrased as an “If..then…” statement. Simple hypotheses can be phrased that way (but they must always also include a “because”), but more complicated hypotheses may require several sentences. It is also very easy to get confused by trying to put your hypothesis into this format. Don’t worry about phrasing hypotheses as “if…then” statements – that is almost never done in experiments outside a classroom.

Results

The results of your experiment are the data that you collect as the outcome.  In the light experiment, your results are either that the light turns on or the light doesn’t turn on. Based on your results, you can make a conclusion. Your conclusion uses the results to answer your original question.

A flow chart shows the steps in the scientific method. In step 1, an observation is made. In step 2, a question is asked about the observation. In step 3, an answer to the question, called a hypothesis, is proposed. In step 4, a prediction is made based on the hypothesis. In step 5, an experiment is done to test the prediction. In step 6, the results are analyzed to determine whether or not the hypothesis is supported. If the hypothesis is not supported, another hypothesis is made. In either case, the results are reported.
Figure 1.9 The scientific method is a series of defined steps that include experiments and careful observation. If a hypothesis is not supported by data, a new hypothesis can be proposed.

In the example below, the scientific method is used to solve an everyday problem. Which part in the example below is the hypothesis? Which is the prediction? Based on the results of the experiment, is the hypothesis supported? If it is not supported, propose some alternative hypotheses.

  1. My toaster doesn’t toast my bread.
  2. Why doesn’t my toaster work?
  3. There is something wrong with the electrical outlet.
  4. If something is wrong with the outlet, my coffeemaker also won’t work when plugged into it.
  5. I plug my coffeemaker into the outlet.
  6. My coffeemaker works.

In practice, the scientific method is not as rigid and structured as it might at first appear. Sometimes an experiment leads to conclusions that favour a change in approach; often, an experiment brings entirely new scientific questions to the puzzle. Many times, science does not operate in a linear fashion; instead, scientists continually draw inferences and make generalizations, finding patterns as their research proceeds. Scientific reasoning is more complex than the scientific method alone suggests.

A more complex flow chart illustrating how the scientific method usually happens.
Figure 1.10 The actual process of using the scientific method. “The general process of scientific investigations” by Laura Guerin, CK-12 Foundation is licensed under CC BY-NC 3.0

Control Groups

Another important aspect of designing an experiment is the presence of one or more control groups. A control group allows you to make a comparison that is important for interpreting your results. Control groups are samples that help you to determine that differences between your experimental groups are due to your treatment rather than a different variable – they eliminate alternate explanations for your results (including experimental error and experimenter bias). They increase reliability, often through the comparison of control measurements and measurements of the experimental groups. Often, the control group is a sample that is not treated with the independent variable, but is otherwise treated the same way as your experimental sample. This type of control group is treated the same way as the experimental group except it does not get treated with the independent variable. Therefore, if the results of the experimental group differ from the control group, the difference must be due to the change of the independent variable, rather than some outside factor. It is common in complex experiments (such as those published in scientific journals) to have more control groups than experimental groups.

Example 1

Question:Which fertilizer will produce the greatest number of tomatoes when applied to the plants?

Hypothesis: If I apply different brands of fertilizer to tomato plants, the most tomatoes will be produced from plants watered with Brand A because Brand A advertises that it produces twice as many tomatoes as other leading brands.

Experiment: Purchase 10 tomato plants of the same type from the same nursery. Pick plants that are similar in size and age. Divide the plants into two groups of 5. Apply Brand A to the first group and Brand B to the second group according to the instructions on the packages. After 10 weeks, count the number of tomatoes on each plant.

Independent Variable: Brand of fertilizer.

Dependent Variable: Number of tomatoes.

  • The number of tomatoes produced depends on the brand of fertilizer applied to the plants.

Constants: amount of water, type of soil, size of pot, amount of light, type of tomato plant, length of time plants were grown.

Confounding variables: any of the above that are not held constant, plant health, diseases present in the soil or plant before it was purchased.

Results: Tomatoes fertilized with Brand A  produced an average of 20 tomatoes per plant, while tomatoes fertilized with Brand B produced an average of 10 tomatoes per plant.

You’d want to use Brand A next time you grow tomatoes, right? But what if I told you that plants grown without fertilizer produced an average of 30 tomatoes per plant! Now what will you use on your tomatoes?

Bar graph: number of tomatoes produced from plants watered with different fertilizers. Brand A = 20. Brand B = 10. Control = 30.

Results including control group: Tomatoes which received no fertilizer produced more tomatoes than either brand of fertilizer.

Conclusion: Although Brand A fertilizer produced more tomatoes than Brand B, neither fertilizer should be used because plants grown without fertilizer produced the most tomatoes!

More examples of control groups:

  • You read an article in the NY Times that says some spinach is contaminated with Salmonella. You want to test the spinach you have at home in your fridge, so you wet a sterile swab and wipe it on the spinach, then wipe the swab on a nutrient plate (petri plate).
    • You observe growth. Does this mean that your spinach is really contaminated? Consider an alternate explanation for growth: the swab, the water, or the plate is contaminated with bacteria. You could use a control group to determine which explanation is true. If you wet one of the swabs and wiped on a nutrient plate, do bacteria grow?
    • You don’t observe growth. Does this mean that your spinach is really safe? Consider an alternate explanation for no growth: Salmonella isn’t able to grow on the type of nutrient you used in your plates. You could use a control group to determine which explanation is true. If you wipe a known sample of Salmonella bacteria on the plate, do bacteria grow?
  • In a drug trial, one group of subjects are given a new drug, while a second group is given a placebo drug (a sugar pill; something which appears like the drug, but doesn’t contain the active ingredient). Reduction in disease symptoms is measured.
    • You see a reduction in disease symptoms: you might expect a reduction in disease symptoms purely because the person knows they are taking a drug so they believe should be getting better. If the group treated with the real drug does not show more of a reduction in disease symptoms than the placebo group, the drug doesn’t really work. The placebo group sets a baseline against which the experimental group (treated with the drug) can be compared.
    • You don’t see a reduction in disease symptoms: your drug doesn’t work. You don’t need an additional control group for comparison.
  • The preference of birds for various types of food is determined. You place different types of food in several different feeders and measure how many birds visit each feeder.
    • You would want a “placebo feeder”. This would be the same type of feeder, but with no food in it. Birds might visit a feeder just because they are interested in it; an empty feeder would give a baseline level for bird visits.

Glossary

bias: prejudice in favor of or against one thing, person, or group compared with another, usually in a way considered to be unfair

conclusion: a scientist’s answer to the original question based on the results of the experiment

control: a part of an experiment that does not change during the experiment

control group: a group of subjects in an experiment that does not receive the treatment being tested, and are used to compare the results of the experimental group (the group receiving the treatment)

credible source: a source that has been evaluated for authority (written by a trustworthy author or organization), accuracy, bias, currency, and relevancy in the context of the research being conducted

falsifiable: able to be disproven by experimental results

generalizations: a general conclusion based on perceived patterns

hypothesis: a suggested explanation for an event, which can be tested

hypothesis-based science: a form of science that begins with a specific explanation that is then tested

inferences: a conclusion or opinion formed based on evidence

linear: following a direct straight line or an order of steps

observation: the act of noticing and recording information about a natural phenomenon using the senses or scientific instruments

question: a scientific question is a question that can be answered through scientific investigation, such as observation or experimentation. Scientific questions must be testable, measurable, and controllable. They should also be specific and not too broad

referenced: appropriately cited according to the academic rules for the discipline

results: the data that you collect as the outcome

scientific method: a method of research with defined steps that include experiments and careful observation

testable: can be proven or disproven through experimentation

variable: a part of an experiment that can vary or change

confounding variable: a condition that is not held constant that could affect the experimental results

constant: a condition that is the same between all of the tested groups in an experiment

dependent variable: thing(s) measured as the outcome of an experiment

independent variable: what is being changed or tested during the experiment

References

Concepts of Biology – 1st Canadian Edition Copyright © 2015 by Charles Molnar and Jane Gair is licensed under a Creative Commons Attribution 4.0 International License, except where otherwise noted.

Mt Hood Community College Biology 101 Copyright © 2016 by Lisa Bartee and Christine Anderson is licensed under a Creative Commons Attribution 4.0 International License, except where otherwise noted

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ABE 074: Biology Copyright © 2024 by Tacoma Community College is licensed under a Creative Commons Attribution 4.0 International License, except where otherwise noted.

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